Leading financial institution is looking for a Compliance Officer for its Salt Lake City division. This is a career-building opportunity to work with top financial talent in a role that is rapidly becoming one of the most critical and valued corporate positions, and is one that involves working closely with executive management and the Board of Directors. The company offers a lucrative compensation and benefits package, and will relocate for the right candidate.
Responsibilities include:
- Working with business and product areas to ensure that regulatory requirements are met for existing and proposed bank products, and determining the impact of proposed products on the compliance function.
- Working with bank operations to identify ways in which regulatory requirements can be monitored.
- Developing and implementing compliance testing procedures.
- Preparing and presenting reports of results of compliance testing to executive management, the Audit Committee and the Board of Directors.
- Creating training modules and working with business units to ensure appropriate regulatory training is conducted.
- Serving as the escalation point for customer complaints or inquiries received by the bank.
- Coordinating annual regulatory exams and MCD audits, and serving as a liaison between regulators, auditors and business units during reviews.
For more information, contact Courtney Sapire.
